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Ticker Issuer Name Owner Name Relationship Transaction Date Transaction Type Shares Price/Share Total Value Shares Owned
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-22 Buy 6,000 0.47 2,820.00 7,028,574
RR RICHTECH ROBOTICS INC. Factor Saul Director 2024-11-20 Acquisition (Non Open Market) 10,000 0.00 0.00 22,000
RR RICHTECH ROBOTICS INC. Shigley John Director 2024-11-20 Acquisition (Non Open Market) 10,000 0.00 0.00 22,000
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-19 Buy 2,000 0.53 1,060.00 7,022,574
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-18 Buy 5,624 0.50 2,812.00 7,020,574
CXM Sprinklr, Inc. READ RORY P 2024-11-18 Buy 20 7.60 152.00 1,672,128
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-15 Buy 1,500 0.53 795.00 7,014,950
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-13 Acquisition (Non Open Market) 108,795 0.46 50,045.70 7,013,450
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-12 Buy 1,998 0.47 939.06 6,904,655
CHAMPIONS ONCOLOGY, INC. Brainin Robert Lawrence Director 2024-11-12 Acquisition (Non Open Market) 23,030 4.64 106,859.20 74,163
NONE Onex Direct Lending BDC Fund SCHWARTZ GERALD W 10% Owner 2024-11-08 Sell 46,390 23.42 1,086,449.49 609,508
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-07 Buy 500 0.56 280.00 6,902,657
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-06 Buy 1,000 0.56 560.00 6,902,157
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-05 Buy 1,000 0.52 520.00 6,901,157
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-11-01 Buy 2,000 0.56 1,120.00 6,900,157
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-30 Buy 15,000 0.48 7,200.00 6,898,157
BIOE Bio Essence Corp Yan Yin Director Officer 10% Owner 2024-10-30 Sell 143,845 0.57 81,991.65 13,396,000
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-29 Acquisition (Non Open Market) 218,411 0.46 100,469.06 6,881,157
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-29 Buy 2,000 0.54 1,080.00 6,883,157
BIOE Bio Essence Corp Yan Yin Director Officer 10% Owner 2024-10-29 Sell 4,000 0.64 2,572.00 13,539,845
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-28 Buy 1,000 0.53 530.00 6,662,746
BIOE Bio Essence Corp Yan Yin Director Officer 10% Owner 2024-10-28 Sell 140,000 2.48 347,480.00 13,543,845
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-25 Buy 1,565 0.50 782.50 6,661,746
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-24 Buy 5,000 0.50 2,500.00 6,660,181
PETV PetVivo Holdings, Inc. A.L. Sarroff Fund, LLC 10% Owner 2024-10-23 Buy 30,000 0.50 15,000.00 6,655,181